Introduction to superfluidity and superconductivity
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Тематика:
Квантовая механика
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Московский педагогический государственный университет
Автор:
Рябчун Сергей Александрович
Год издания: 2017
Кол-во страниц: 72
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Вид издания:
Учебное пособие
Уровень образования:
ВО - Бакалавриат
ISBN: 978-5-4263-0572-4
Артикул: 756881.01.99
These notes have appeared as a result of a one-term course hi superfluidity and superconductivity given by the author to fourth-year undergraduate students and first-year graduate students of the Department of Physics. Moscow State University of Education. The soal was not to sive a detailed picture of these two macroscopic quantum phenomena with an extensive coverage of the experimental background and all the modem developments, but rather to show how the knowledge of undergraduate quantum mechanics and statistical physics could be used to discuss the basic concepts and simple problems, and draw parallels between superconductivity and superfluidity'.
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Министерство образования и науки Российской Федерации Федеральное государственное бюджетное образовательное учреждение высшего образования «Московский педагогический государственный университет» С. А. Рябчун INTRODUCTION TO SUPERFLUIDITY AND SUPERCONDUCTIVITY Учебное пособие МПГУ Москва • 2017
УДК 538.945 ББК 22.268.3 Р985 Рецензенты: Г. М. Чулкова, доктор физико-математических наук, профессор кафедры общей и экспериментальной физики факультета физики и информационных технологий МПГУ В. А. Ильин, доктор физико-математических наук, профессор кафедры общей и экспериментальной физики факультета физики и информационных технологий МПГУ Рябчун, Сергей Александрович. Р985 Introduction to superfluidity and superconductivity : учебное пособие / С. А. Рябчун. – Москва : МПГУ, 2017. – 72 с. ISBN 978-5-4263-0572-4 These notes have appeared as a result of a one-term course in superfluidity and superconductivity given by the author to fourth-year undergraduate students and first-year graduate students of the Department of Physics, Moscow State University of Education. The goal was not to give a detailed picture of these two macroscopic quantum phenomena with an extensive coverage of the experimental background and all the modern developments, but rather to show how the knowledge of undergraduate quantum mechanics and statistical physics could be used to discuss the basic concepts and simple problems, and draw parallels between superconductivity and superfluidity. УДК 538.945 ББК 22.268.3 ISBN 978-5-4263-0572-4 © МПГУ, 2017 © Рябчун С. А., 2017
CONTENTS Preface ................................................................................................... 5 1. Second quantisation ........................................................................... 7 1.1. General remarks .......................................................................... 7 1.2. Second quantisation for fermions ............................................... 8 1.3. Second quantisation for bosons ................................................ 10 1.4. Operators in second-quantised form ......................................... 11 Exercises ........................................................................................... 16 2. The uniform weakly interacting Bose gas ....................................... 17 2.1. The ideal Bose gas .................................................................... 17 2.2. Elements of scattering theory.................................................... 21 2.3. Costructing the Hamiltonian ..................................................... 24 2.4. Bogoliubov transformations...................................................... 25 2.5. The two-fluid picture ................................................................ 27 Exercises ........................................................................................... 29 3. The non-uniform weakly interacting Bose gas ............................... 31 3.1. The time-independent Gross-Pitaevskii equation ..................... 31 3.2. The coherence length ................................................................ 33 3.3. The time-dependent Gross-Pitaevskii equation ........................ 33 3.4. Bogoliubov equations ............................................................... 35 3.5. Vortex states .............................................................................. 36 Exercises ........................................................................................... 40 4. The uniform superconducting state ................................................. 42 4.1. The ideal Fermi gas ................................................................... 42 4.2. Constructing the Hamiltonian ................................................... 43 4.3. Excitations and the energy gap ................................................. 47 4.4. The critical temperature ............................................................ 49 4.5. The discontinuity of the electronic heat capacity ..................... 50 4.6. The Meissner effect ................................................................... 51 4.7. Tunnelling ................................................................................. 54 4.7.1. A simple problem ................................................................ 54 4.7.2. NN-contact.......................................................................... 55 4.7.3. NS-contact .......................................................................... 55 Exercises ........................................................................................... 57
5. The non-uniform superconducting state near TC ............................ 58 5.1. Thermodynamics of superconductors ....................................... 58 5.2. The Ginzburg-Landau equations ............................................... 59 5.3. Characteristic lengths of the Ginzburg-Landau theory............. 61 5.4. Flux quantisation ....................................................................... 62 5.5. Energy of the SN interface ........................................................ 63 5.6. Critical field of a thin film ........................................................ 65 5.7. Critical current of a thin film .................................................... 66 5.8. Vortex solutions ......................................................................... 67 Exercises ........................................................................................... 71
PREFACE These notes have appeared as a result of a one-term course in superfluidity and superconductivity given by the author to fourth-year undergraduate students and first-year graduate students of the Department of Physics, Moscow State University of Education. The goal was not to give a detailed picture of these two macroscopic quantum phenomena with an extensive coverage of the experimental background and all the modern developments, but rather to show how the knowledge of undergraduate quantum mechanics and statistical physics could be used to discuss the basic concepts and simple problems, and draw parallels between superconductivity and superfluidity. Superconductivity and superfluidity are two phenomena where quantum mechanics, typically constrained to the microscopic realm, shows itself on the macroscopic level. Conceptually and mathematically, these phenomena are related very closely, and some results obtained for one can, with a few modifications, be immediately carried over to the other. However, the student of these notes should be aware of important differences between superconductivity and superfluidity that stem mainly from two facts: (1) electrons in a superconductor carry a charge, therefore one has to take into account interaction with electromagnetic radiation; (2) electrons move in a lattice, therefore phonons play a role not only a mediators of attractive interaction between pairs of electrons, but also as scatterers of charge carriers. Although these are notes on superfluidity and superconductivity, and there are a few cross-references, the two subjects can be studied independently with, perhaps, a little extra work by the student to fill in the gaps resulting from such study. The material of Chapter 1 introduces the method of second quantisation that is commonly used to discuss systems with many interacting particles. It is then applied in Chaper 2 to treat the uniform weakly interacting Bose gas within the approach by N. Bogoliubov, and in Chapter 4 to formulate the theory of the uniform superconducting state put forth by J. Bardeen, L. Cooper and R. Schrieffer. Chapter 3 presents the theory proposed independently by E. Gross and L. Pitaevskii of a non-uniform weakly interacting Bose gas, with a discussion of vortices, rotation of the condensate, and the Bogoliubov equations. In Chapter 5 we discuss the Ginzburd-Landau theory of a non-uniform superconductor near the critical temperature and apply it to a few simple problems such as the surface energy of the boundary between a normal metal and a superconductor, critical current and critical magnetic field, and vortices. A lovely introduction to both subjects, without formidable mathematics and
with a good coverage of experiment is presented in the book Superconductivity and superfluidity by D.R. Tilley and J. Tilley, Institute of Physics Publishing, 3rd edition, 1990. A good presentation of second quantisation with applications to many topics of condensed matter can be found in the book by P. L. Taylor and O. Heinonen, A Quantum Approach to Condensed Matter Physics, Cambridge University Press, 2002. The student wishing to focus of superfluidity can study Chapters 1 – 3 of these notes and then consult the following books: • C. J. Pethick and Harry Smith, Bose-Einstein Condensation in Dilute Gases, 2nd edition, Cambridge University Press, 2008. • P. Nozieres, D. Pines, Theory Of Quantum Liquids: Superfluid Bose Liquids, Advanced Books Classics, 1994. • I.M. Khalatnikov, An introduction to the theory of superfluidity, Advanced Books Classics, 2000. If, however, the student is more inclined to take up the subject of superconductivity, then, after studying Caps. 1, 4 and 5 of the notes, he may find useful the following sources: • J. B. Ketterson and S. N. Song, Superconductivity, Cambridge University Press, 1999. • M. Tinkham, Introduction to Superconductivity, Dover Publications, 2nd edition, 2004. • P.G. de Gennes, Superconductivity of metals and alloys, Advanced Books Classics, 1999. This list of books is by no means extensive and merely reflects the tastes of the author of these notes. This course was taught within the project No. 14.B25.31.0007 funded by the Ministry of Education and Science of the Russian Federation. .
1. SECOND QUANTISATION 1.1. General remarks When we deal with a system of many identical particles in quantum mechanics, we should make sure that the wave function is properly normalised to take account of the fact that identical particles are indistinguishable. Take for example two non-interacting particles. The properly symmetrised wave function is 𝛹(x1,x2) = 1 √2 [𝜓1(x1)𝜓2(x2) ± 𝜓1(x2)𝜓2(x1)], (1) with the plus sign for bosons and the minus sign for fermions. In the language of state vectors ∣𝛹〉 = 1 √2 [∣∣𝜓1〉∣∣𝜓2〉 ± ∣∣𝜓2〉∣∣𝜓1〉]. (2) If the particles interact the state vector can no longer be represented by (2) and is a linear combination of a complete set of properly symmetrised vectors corresponding to non-interacting particles. We define the following basis kets ∣0〉 the vacuum state, i.e. a state with no particles; {∣𝛼〉} a complete set of one-particle states; {∣∣𝛼𝛽〉} a complete set of properly symmetrised two particle states; . . . . . . . . . . . . . . . . {∣∣𝛼𝛽. . . 𝜔〉 ⏟ 𝑛 } a complete set of n-particle states. In these definitions the letters α, β etc. stand for quantum numbers or a collection of quantum numbers that specify the state occupied by a particle. Now define the permutation operator, which interchanges two particles: 𝑃∣∣𝛼𝛽〉 ≡ ∣∣𝛽𝛼〉. (3) A permutation of two particles cannot produce to a new physical state, so the state vector∣∣𝛽𝛼〉can only differ from the state vector∣∣𝛼𝛽〉by at most a phase factor with a unit modulus: ∣∣𝛽𝛼〉 = 𝑒𝑖𝜙∣∣𝛼𝛽〉, (4) which means that the original state is an eigenstate of the permutation operator. Applying the permutation operator to the state∣∣𝛽𝛼〉 should, on the one hand, return us to the original state. One the other hand, in view of (4), the state vector will have acquired another phase factor :
∣∣𝛼𝛽〉 = 𝑃2∣∣𝛼𝛽〉 = 𝑃(𝑒𝑖𝜙∣∣𝛽𝛼〉) = 𝑒2𝑖𝜙∣∣𝛼𝛽〉. (5) Therefore there are two possibilities for the phase factor, or two eigenvalues of the permutation operator: 𝑒𝑖𝜙 = ±1 ⇒ ∣∣𝛽𝛼〉 = { ∣∣𝛼𝛽〉,bosons; −∣∣𝛼𝛽〉,fermions. (6) As one can see from the above brief discussion, working with properly symmetrised wave functions (or, in general, state vectors) is not very convenient, and a language is needed that will automatically take the symmetrisation requirement into account. This language is developed in the subsequent sections. 1.2. Second quantisation for fermions Consider fermions first. Define creation operators as follows 𝑐𝛼 †∣0〉 ≡ ∣𝛼〉, 𝑐𝛽 †∣𝛼〉 = ∣∣𝛽𝛼〉 = −∣∣𝛼𝛽〉. (7) For convenience, let's agree on the following convention: the symbol representing the newly created state is placed immediately after the vertical line. The operators only act on the state represented by the symbol immediately after the vertical line. We have two corollaries of (7): 𝑐𝛼 †𝑐𝛽 † = −𝑐𝛽 †𝑐𝛼 †, (𝑐𝛼 †) 𝑛 = 0, for𝑛 > 1. (8) The creation operators thus anticommute. We see that the creation operators automatically take into account the symmetry of a state with two or more fermions, and ensure that a given state can only be occupied by one fermion (the Pauli principle). To proceed further we need more elaborate notation: 𝑐𝛼 †∣… 𝛼̃〉 = ∣𝛼 … 〉, (9) with the tilde indicating that the state α had not been occupied before the creation operator acted, and the dots referring to other states that differ from α (occupied or not as the case may be). With this, we can define an operator conjugate to the creation operator: 𝑐𝛼 †∣… 𝛼̃〉 = ∣𝛼 … 〉 ⇒ 〈… 𝛼∣ = 〈𝛼̃ … ∣𝑐𝛼. (10) Although we do not know the meaning of the Hermitian-conjugate operator yet, we can nevertheless write 𝑐𝛼 †∣𝛼 … 〉 = 0 ⇔ 〈… 𝛼∣𝑐𝛼 = 0, (11)
where the first identity is a manifestation of the Pauli principle that no state can be occupied by more that one fermion. With what we have established so far, we can write down the following identities: a)〈… 𝛼∣𝑐𝛼 †∣… 𝛼̃〉 = 1; b)〈𝛼̃ … ∣𝑐𝛼∣𝛼 … 〉 = 1; c)〈… 𝛼∣𝑐𝛼∣∣𝜓〉 = 0∀∣∣𝜓〉; d)〈𝜓∣∣𝑐𝛼 †∣… 𝛼̃〉 = 0if〈𝜓 ∣ 𝛼 … 〉 = 0; e)〈𝛼̃ … ∣𝑐𝛼∣∣𝜓〉 = 0if〈𝜓 ∣ 𝛼 … 〉 = 0. (12) Putting∣∣𝜓〉 = ∣0〉in (12) c) and e), we shall have that the ket 𝑐𝛼∣0〉is orthogonal to any bra regardless of whether the state α is occupied or not, i.e. it is orthogonal to any bra. This can only be if 𝑐𝛼∣0〉 ≡ 0.if we now choose ∣∣𝜓〉 = ∣… 𝛼̃〉,then from (12) c) and e) we shall conclude that 𝑐𝛼∣… 𝛼̃〉is too orthogonal to any bra regardless of whether the state α is occupied or not, i.e. it is too orthogonal to any bra. Thus we may conclude 𝑐𝛼∣… 𝛼̃〉 = 0; 𝑐𝛼∣𝛼 … 〉 = ∣… 𝛼̃〉. (13) The operator𝑐𝛼is called the annihilation operator. Taking the Hermitian conjugate of the first line of (8), we write 𝑐𝛼𝑐𝛽 = −𝑐𝛽𝑐𝛼. (14) We now build two operators𝑐𝛼𝑐𝛽 †and 𝑐𝛽 †𝑐𝛼,and let them act in turn on a ket. This ket must represent a situation with the state α occupied and the state β free, otherwise we shall get zero: 𝑐𝛼𝑐𝛽 †∣∣𝛼 … 𝛽̃〉 = 𝑐𝛼∣∣𝛽𝛼 … 〉 = −𝑐𝛼∣∣𝛼𝛽 … 〉 = −∣∣𝛽 … 𝛼̃〉; 𝑐𝛽 †𝑐𝛼∣∣𝛼 … 𝛽̃〉 = ∣∣𝛽 … 𝛼̃〉. (15) The number-of-particles operator 𝑁𝛼 ≡ 𝑐𝛼 †𝑐𝛼 (16) acting on a ket with the state α occupied reproduces that ket: 𝑁𝛼∣𝛼 … 〉 = 𝑐𝛼 †𝑐𝛼∣𝛼 … 〉 = 𝑐𝛼 †∣… 𝛼̃〉 = ∣𝛼 … 〉. (17) If we introduce the anticommutator of two operators {𝐴,𝐵} ≡ 𝐴𝐵 + 𝐵𝐴, (18) We can neatly summarise our main achievements: {𝑐𝛼 †,𝑐𝛽 †} = {𝑐𝛼,𝑐𝛽} = 0. {𝑐𝛼 †,𝑐𝛽} = 𝛿𝛼𝛽, (19) where δαβ is the Kronecker delta.
1.3. Second quantisation for bosons Since any number of bosons can occupy a given state, we shall be using different notation for a ket-vector of a many-boson system: ∣∣𝜓〉 = ∣∣𝑛1,𝑛2, … ,𝑛𝛼, … 〉, (20) where the occupation numbers nα show how many particles there are in the state α. A creation operator acting on such a vector will add one particle to the appropriate state, and when acting on the vacuum ket it will create one particle in the appropriate state: 𝑏𝛼 †∣0〉 = ∣∣… 𝑛𝛼 = 1 … 〉, 𝑏𝛼 †∣∣… 𝑛𝛼 … 〉 ∝ ∣∣… 𝑛𝛼 + 1 … 〉, (21) where in the second line we have allowed for the possibility of a numerical factor. Similarly, a destruction operator can be defined: 𝑏𝛼∣0〉 = 0, 𝑏𝛼∣∣… 𝑛𝛼 … 〉 ∝ ∣∣… 𝑛𝛼 − 1 … 〉. (22) To fix the numerical factors we define the number-of-particles operator as the operator whose eigenvectors are kets (20) corresponding to eigenvalues that are numbers of particles in a certain state: 𝑁𝛼∣∣… 𝑛𝛼 … 〉 ≡ 𝑏𝛼 †𝑏𝛼∣∣… 𝑛𝛼 … 〉 ≡ 𝑛𝛼∣∣… 𝑛𝛼 … 〉. (23) This definition gives ∥ 𝑏𝛼∣∣… 𝑛𝛼 … 〉 ∥2= 〈… 𝑛𝛼 … ∣∣𝑏𝛼 †𝑏𝛼∣∣… 𝑛𝛼 … 〉 = 𝑛𝛼〈… 𝑛𝛼 … ∣ ⋯ 𝑛𝛼 … 〉 = 𝑛𝛼, (24) which fixes the numerical factor in the definition of the annihilation operator: 𝑏𝛼∣∣… 𝑛𝛼 … 〉 = √𝑛𝛼∣∣… 𝑛𝛼 − 1 … 〉. (25) For the creation operator write 𝑏𝛼 †∣∣… 𝑛𝛼 … 〉 = 𝑥∣∣… 𝑛𝛼 + 1 … 〉, (26) where x is a yet unknown numerical factor. Consider the following chain: 𝑏𝛼 †𝑏𝛼𝑏𝛼 †∣∣… 𝑛𝛼 … 〉 = 𝑏𝛼 †𝑥√𝑛𝛼 + 1∣∣… 𝑛𝛼 … 〉 = 𝑥2√𝑛𝛼 + 1∣∣… 𝑛𝛼 + 1 … 〉 = 𝑏𝛼 †𝑏𝛼𝑥∣∣… 𝑛𝛼 + 1 … 〉 = 𝑥(𝑛𝛼 + 1)∣∣… 𝑛𝛼 + 1 … 〉. (27) Comparing the two lines we write 𝑏𝛼 †∣∣… 𝑛𝛼 … 〉 = √𝑛𝛼 + 1∣∣… 𝑛𝛼 + 1 … 〉. (28) The following commutation relations follow immediately from the definitions of the boson creation and annihilation operators: [𝑏𝛼 †,𝑏𝛽 †] = [𝑏𝛼,𝑏𝛽] = 0; [𝑏𝛼,𝑏𝛽 †] = 𝛿𝛼𝛽. (29)
1.4. Operators in second-quantised form As one can see, the procedure of second quantisation established in the previous two sections consists in the replacement of the state vector with an operator. It is in this sense that the term “second quantisation” is used (when we perform the first quantisation, we assign a vector to each state and replace the classical variables with operators that act on these vectors). We now need to rewrite the familiar operators in the language of second quantisation. The simplest operator is the number of particles. Indeed, we have already seen that regardless of the statistics of the particles the eigenvalue of the operator 𝑁𝛼 ̂ = 𝑐̂𝛼 †𝑐̂𝛼is the number of particles in the state α. Therefore the operator 𝑁̂ = ∑ 𝛼 𝑐̂𝛼 †𝑐̂𝛼 (30) is the total number of particles in the system†. From the above discussion we can easily see that a ket representing a many-particle state is an eigenket of the number-of-particles operator corresponding to the eigenvalue that is the total number of particles in the system. Indeed, 𝑁̂∣∣𝜓〉 = ∑ 𝛼 𝑐̂𝛼 †𝑐̂𝛼∣∣𝑛1,𝑛2, … 〉 = (∑ 𝛼 𝑛𝛼) ∣∣𝑛1,𝑛2, … 〉 = 𝑁∣∣𝜓〉. (31) Since the total number of particles in the system cannot depend on our choice of the basis kets that are used to represent the state ket, the operator (30) must be invariant under the transformation of the basis. To check if this is indeed the case, let's go over to a different set of basis vectors and the corresponding set of operators: ∣𝑛〉 ≡ 𝑏̂𝑛 †∣0〉. (32) Since the basis kets form a complete set, we have 𝑐̂𝛼 †∣0〉 = ∣𝛼〉 = ∑ 𝑛 〈𝑛 ∣ 𝛼〉∣𝑛〉 = ∑ 𝑛 〈𝑛 ∣ 𝛼〉𝑏̂𝑛 †∣0〉, (33) which provides us with the law of transformation between the two sets of operators: 𝑐̂𝛼 † = ∑ 𝑛 〈𝑛 ∣ 𝛼〉𝑏̂𝑛 †, 𝑐̂𝛼 = ∑ 𝑛 〈𝛼 ∣ 𝑛〉𝑏̂𝑛. (34) So the structure of the number of particles is indeed invariant: 𝑁̂ = ∑ 𝛼𝑛𝑛′ 〈𝑛 ∣ 𝛼〉〈𝛼 ∣ 𝑛′〉𝑏̂𝑛 †𝑏̂𝑛′ = ∑ 𝑛 𝑏̂𝑛 †𝑏̂𝑛, (35) †In this sectrion we shall be putting hats on operators in order to avoid confusing them with c-numbers.
where we have made use of the completeness and orthonormality of the bases. This shows that the definition of the number of particles adopted at the beginning is reasonable. Next we define operators that create of destroy a particle at a particular position. They are called field operators: ∣x〉 ≡ 𝜓̂†(x)∣0〉. (36) It is left as an exercise to the reader to prove the transformation formulas 𝑐̂𝛼 † = ∫ 𝑑3x〈x ∣ 𝛼〉𝜓̂†(x), 𝜓̂†(x) = ∑ 𝛼 〈𝛼 ∣ x〉𝑐̂𝛼 †. (37) In particular, transformation from the momentum basis to the coordinate basis will be 𝑐̂k † = ∫ 𝑑3x〈x ∣ k〉𝜓̂†(x) = ∫ 𝑑3x𝜓̂†(x) 𝑒𝑖k⋅x √𝛺 , 𝜓̂†(x) = ∑ k 〈k ∣ x〉𝑐̂k † = ∑ k 𝑐̂k † 𝑒−𝑖k⋅x √𝛺 , (38) where the momentum eigenfunctions are normalised so that the particle can be found with certainty in the box of volume Ω. Using the transformation formulas (37) and the commutation relations for fermion and boson operators one can prove the following the commutation relations for the field operators: 𝜓̂†(x)𝜓̂†(x′) ± 𝜓̂†(x′)𝜓̂†(x) = 0, 𝜓̂(x)𝜓̂(x′) ± 𝜓̂(x′)𝜓̂(x) = 0, 𝜓̂(x)𝜓̂†(x′) ± 𝜓̂†(x′)𝜓̂(x) = 𝛿(x − x′), (39) where the upper sign is for fermions, and the lower for bosons. We can also express the number operator in terms of the field operators as follows: 𝑁̂ = ∑ 𝛼 (∫ 𝑑3x〈x ∣ 𝛼〉𝜓̂†(x))(∫ 𝑑3x′〈𝛼 ∣ x′〉𝜓̂(x′)) = ∫ 𝑑3x∫ 𝑑3x′𝛿(x − x′)𝜓̂†(x)𝜓̂(x′) = ∫ 𝑑3x′𝜓̂†(x)𝜓̂(x) ≡ ∫ 𝑑3x′𝜌̂(x), (40) where the number-density operator has been introduced: 𝜌̂(x) = 𝜓̂†(x)𝜓̂(x). (41) This operator is Hermitian, as it should be. If we express the field operators in terms of operators in the momentum representation, we shall have 𝜌̂(x) = 1 𝛺 ∑ k, k' 𝑒𝑖(k'−k)⋅x𝑐̂k †𝑐̂k' ≡ 1 𝛺 ∑ k, q 𝑒−𝑖q⋅x𝑐̂k + q † 𝑐̂k ≡ ∑ q 𝑒−𝑖q⋅x𝜌̂q, (42) where we have introduced the number-density operator in the momentum representation: