International Space Law
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Статут
Год издания: 2014
Кол-во страниц: 176
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The authors of this book rank among the founders of international space
law, and have been personally involved in formulating the rules of this new
branch of law in the United Nations and other international bodies. They
describe the mechanism that gave rise to international space law, trace its
history, analyze its fundamental principles, and examine the legal aspects
of many practical space activities: space communications, the remote sensing
of the Earth, space meteorology, navigation, the exploration of celestial
bodies, etc.
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Gennady Zhukov • Yuri Kolosov INTERNATIONAL SPACE LAW Translated by Boris Belitzky 2ⁿd edition, stereotyped СТАТУТ МОСКВА 2014
УДК 341.229 ББК 67.911.16 Z 62 Zhukov, Gennady Z 62 International Space Law / G. Zhukov, Yu. Kolosov; Transl. by B. Belitzky. - 2nded., stereotyped. - M.: Statut, 2014. - 176 p. [Международное космическое право. — 2-е изд., стер. — М.: Статут, 2014. - На английском языке] ISBN 978-5-8354-1066-8 (в пер.) The authors of this book rank among the founders of international space law, and have been personally involved in formulating the rules of this new branch of law in the United Nations and other international bodies. They describe the mechanism that gave rise to international space law, trace its history, analyze its fundamental principles, and examine the legal aspects of many practical space activities: space communications, the remote sensing of the Earth, space meteorology, navigation, the exploration of celestial bodies, etc. УДК 341.229 ББК 67.911.16 ISBN 978-5-8354-1066-8 © G. Zhukov, Yu. Kolosov, 2014 © L. Sedov, foreword, 2014 © Издательство «Статут» (Statut Publishing House), 2014
FOREWORD As one who has endeavoured to promote international cooperation in space research and is well aware of the stumbling-blocks on this road, I would like to recommend this book as an earnest treatise covering the problems of international law in one of the newest spheres of human activity. Professor G. P. Zhukov’s and Dr. Yu. M. Kolosov’s book is a profound analysis of the juridical aspects of space exploration, and their conclusions rest on sound legal arguments. Soviet legal scholars were in at the birth of international space law, and the Soviet Union has always played a major part in establishing firm international regulation of the exploration and use of outer space for peaceful purposes. The authors of this book rank among the founders of international space law, and have been personally involved in formulating the rules of this new branch of law in the United Nations and other international bodies. They describe the mechanism that gave rise to international space law, trace its history, analyze its fundamental principles, and examine the legal aspects of many practical space activities: space communications, the remote sensing of the Earth, space meteorology, navigation, the exploration of celestial bodies, etc. Since international space law is developing parallel with space technology, the treatise reflects this close relationship of natural and social sciences. Indeed, in some cases lawmaking is even somewhat ahead of scientific and technological progress (a case in point is the Agreement on the Activity of States on the Moon and Other Celestial Bodies, adopted in the United Nations in 1979, which relates to the rights and duties of states in utilizing the natural resources of the Moon and the planets of the solar system). On the other hand, it lags behind practical needs, in other cases, a fact that may be traced, for one thing, to the different approaches of some states to this or that legal problem. A notable part in composing these differences and bringing the positions of states closer together is played by the UN Committee on the Peaceful Uses of Outer Space (COPUOS). Little wonder, therefore, that a considerable part of this treatise is devoted to analyzing the activities of this UN General Assembly agency, which formulates the rules of international space law and the basic principles governing the activities of states in the exploration and use of outer space. 3
Gennady Zhukov, Yuri Kolosov “International Space Law” The mention of the United Nations Organization, one of whose purposes is defined in its Charter as being “to achieve international cooperation in solving international problems of an economic, social, cultural, or humanitarian character,” prompts me to emphasize the particular importance of international cooperation in space. Such cooperation is essential, if not inevitable, by virtue of such facts as the expediency of an international division of labor in this expensive area of research, the advantages of pooling scientific potentials as a means of speeding the progress of space exploration, the need to share the benefits of space exploration with countries unable to explore it on their own, and the danger of space technology being used for aggressive purposes. These considerations are invariably taken into account at the annual congresses of the International Astronautical Federation, in which I have participated regularly. The UN Committee on the Peaceful Uses of Outer Space likewise takes these factors into consideration in its work. The reader will probably be interested in the sections of this book that set out the Soviet approach to international space cooperation and explain the basic principles of Intersputnik and Intercosmos, international organizations formed by the socialist states. Undoubtedly, man’s intellect and the collective will of the nations of the world - the vast majority of which support cooperation in space on the basis of equal rights and mutual assistance - will overcome all the difficulties and bring about the day when all space activities are made to serve mankind’s peaceful needs. May these ideals always guide the jurists of all countries working in the field of international space law. Leonid Sedov, Member, Academy of Sciences of the USSR
CONTENTS Foreword ................................................................ 3 Introduction ............................................................ 9 Chapter One THE CONCEPT AND SOURCES OF INTERNATIONAL SPACE LAW ..............................................................10 The Birth of a New Branch of International Law .....................10 Title of the New Branch ............................................14 Defining International Space Law ...................................15 The Sources of International Space Law..............................17 The UN Role in Formulating the Rules of International Space Law ....24 International Space Law as a Science ...............................35 Chapter Two THE PRINCIPLES OF INTERNATIONAL SPACE LAW ..............................38 The International Space Code........................................38 Freedom of Exploration and Use of Outer Space and Celestial Bodies .............................................................44 Non-Appropriation of Outer Space or Celestial Bodies................48 Exploration and Use of Outer Space and Celestial Bodies in Accordance with the Fundamental Principles of International Law, Including the Basic Principles of the UN Charter ...................51 Partial Demilitarization of Outer Space and Total Demilitarization of Celestial Bodies ................................................55 Retention by States of Sovereign Rights over Space Objects Launched ...........................................................62 International Responsibility of States for National Activities in Space, Including Liability for Damage Caused by Space Objects..............65 Prevention of Potentially Harmful Consequences of Experiments in Outer Space and on Celestial Bodies .............................68 Assistance to Personnel of Spacecraft in the Event of Accident, Distress, or Emergency Landing......................................72 International Cooperation in the Peaceful Exploration and Use of Outer Space and Celestial Bodies ................................74 5
Gennady Zhukov, Yuri Kolosov “International Space Law” Chapter Three THE LEGAL STATUS OF ARTIFICIAL SPACE OBJECTS ........................81 Terms and Types...................................................81 Components of Artificial Space Objects............................82 National Registration of Space Objects............................82 International Registration of Space Objects ......................84 Specific Features of Space Object Registration ...................86 Chapter Four INTERNATIONAL COOPERATION IN THE RESCUE OF COSMONAUTS........................................................88 The 1968 Rescue Agreement ........................................88 Steps to Rescue Space Crews in the Event of an Emergency Landing ..........................................................89 Mutual Assistance and Rescue in Space.............................91 Cooperation in the Discovery of Space Objects and in Their Return ...........................................................92 Space Technology in the Service of Rescue Organizations ..........94 Chapter Five INTERNATIONAL RESPONSIBILITY FOR SPACE ACTIVITIES ...................95 Concept...........................................................95 Scope of the Convention...........................................96 The Joint and Several International Liability of the Parties to a Joint Launching .............................................97 Absolute International Liability for Damage ......................98 The Problem of Limits to Liability ...............................98 International Liability for Damage Resulting from Space Activities Not Conforming to International Law............................. 100 International Liability for Damage Due to Fault................. 100 Settlement of Claims.............................................. 101 International Liability for Damage Caused by Other Types of Space Activities............................................. 102 Chapter Six INTERNATIONAL SYSTEMS OF SPACE COMMUNICATIONS ......................103 Intersputnik ................................................... 103 Intelsat ........................................................112 Inmarsat ....................................................... 114 6
Contents Chapter Seven PROBLEMS OF INTERNATIONAL LAW IN RELATION TO DIRECT TELEVISION BROADCASTING VIA SATELLITES ...............................118 Direct TV Broadcasting as a Mass Medium .......................... 118 Discussions in the United Nations ................................ 120 Some Theoretical Problems of Direct TV Broadcasting .............. 123 Chapter Eight PROBLEMS OF INTERNATIONAL LAW IN SPACE METEOROLOGY ................127 The Principles of International Cooperation in Space Meteorology . 127 The Regulation of Weather and Climate Modification Activities by International Law.............................................. 128 Banning the Use of Spaceborne Environmental Modification Facilities for Military or Other Hostile Purposes................. 129 Chapter Nine PROBLEMS OF INTERNATIONAL LAW IN REMOTE SENSING ......................131 The Sovereign Rights of States to Their Natural Resources and Remote Sensing of the Earth from Outer Space ............................ 131 The Discussion of the Legal Aspects of Remote Sensing at the United Nations............................................. 134 The Joint Soviet-French Draft .................................... 135 The United States Position........................................ 136 The Position of Argentina and Brazil.............................. 136 Discussions in the United Nations on the Organizational Aspects of Remote Sensing ................................................ 138 The 1978 Convention................................................139 Chapter Ten THE DELIMITATION OF OUTER SPACE ......................................141 The Spatial Approach ............................................. 141 The Functional Approach .......................................... 142 The 1976 Bogota Declaration....................................... 143 Soviet Proposals on the Delimitation of Air Space and Outer Space. 147 The Problem of a Contractual Delimitation of Air Space and Outer Space .................................................. 149 Freedom for Space Objects to Fly through the Air Space ofOther States ................................................... 152 Concerning the “Outer” Limits of Space ........................... 153 7
Gennady Zhukov, Yuri Kolosov “International Space Law” The Relationship between the Concepts of Outer Space and Celestial Bodies as a Sphere of Legal Regulation............................ 154 The Relationship between International Law of the Air and Space Law......................................................155 Chapter Eleven THE STATUS OF THE MOON AND OTHER CELESTIAL BODIES OF THE SOLAR SYSTEM IN INTERNATIONAL LAW ..............................158 The Legal Status of the Moon and Other Celestial Bodies under the Space Treaty ........................................... 158 The 1979 Agreement Governing the Activities of States on the Moon and Other Celestial Bodies ........................................159 The Legal Status of the Moon’s Natural Resources and the “Common Heritage” Conception ............................. 165 Conclusion ........................................................... 171 About the Authors .................................................... 175
INTRODUCTION In its official announcement on the launching of Sputnik, on October 4, 1957, the Soviet news agency TASS stated: “The successful launching of the first man-made Earth satellite makes a major contribution to the world’s scientific and cultural treasure-store.” In the quarter of a century since then, the internationally familiar Russian word “Sputnik” has been a reminder of the fact that the first-ever space vehicle was put in orbit by the Soviet Union, which has consistently advocated broad international cooperation in this new sphere of human activity. This quarter of a century has seen several fundamental principles formulated to govern practical activities in space. These principles are set down in the Treaty on Principles Governing the Activities of States in the Exploration and Use of Outer Space, including the Moon and Other Celestial Bodies, which became effective on October 10, 1967, and which will be hereafter referred to simply as the Space Treaty. The principles of international space law form an important clement of the system of new principles of general international law that reflect the efforts of the Soviet Union, the other countries of the socialist community, and all peaceable states to promote detente, prevent another world war, and bring about general and complete disarmament. Besides this, the rules of international space law establish a specific legal order for outer space and space activities, an order that provides for freedom to conduct scientific research in space, and regulates the use of space technology for various economic and cultural purposes. It may, indeed, be said that a reliable code of behavior now operates in international space affairs in keeping with the basic objectives of international cooperation and mutual understanding. Nevertheless, new political and legal problems keep arising as science and technology make headway, and as the practical applications of space technology increase. The evolution of international space law - and, for that matter, of international law in general - is influenced by the objective needs of states and, specifically, by such factors as changes in the correlation of strength on the international scene, the foreign policies of states, and world opinion, to mention only a few such factors. The Space Treaty, naturally, could not cover all the details of activities in space, which are steadily expanding. Its principles provide a basis for concluding other agreements, which must not contradict the fundamental provisions of the Space Treaty. It is from this angle that the evolution of space law should be viewed.
Chapter One THE CONCEPT AND SOURCES OF INTERNATIONAL SPACE LAW THE BIRTH OF A NEW BRANCH OF INTERNATIONAL LAW Whereas the international law of the sea took centuries to assume shape and the international law of the air arose over a period of decades, international space law has come into being literally before our eyes. It began to develop in the 1960s as states started regularly launching objects into space. Quite a number of international documents have been adopted since then to regulate the space activities of states and the legal order of outer space, including the Moon and other celestial bodies. Foremost among these is the Space Treaty. Its text was worked out within the framework of the United Nations, and on December 19, 1966, it was unanimously approved by the XXI session of the General Assembly. On January 27, 1967, the Space Treaty was open for signing by all states in Moscow, London, and Washington, and on October 10th that same year it became effective, a date now regarded as the birthday of international space law. An important step on the road to concluding the 1967 Space Treaty was the Declaration on Legal Principles Governing the Activities of States in the Exploration and Use of Outer Space, adopted on December 13, 1963 . The Space Treaty was also preceded by the Treaty Banning Nuclear Weapons Tests in the Atmosphere, in Outer Space, and Under Water, which was signed in Moscow, London, and Washington on August 5, 1963, and by a Soviet-American agreement not to station in outer space any objects carrying nuclear weapons or any other kinds of weapons of mass destruction. This ban was given enactment in UN General Assembly Resolution 1884 (XVIII) on October 17, 1963. On December 19, 1967, the General Assembly unanimously approved the Agreement on the Rescue of Astronauts, the Return of Astronauts, and the Return of Objects Launched into Outer Space - UN General Assembly Resolution 2344 (XXII). The Agreement was open for signing in Moscow, UN General Assembly Resolution 1962 (XVIII) 10